SEBI AIF Registration & Compliance Services
Advisory on selection of AIF Category:
- Category I – Venture Capital Funds, SME Funds, Social Venture Funds, Infrastructure Funds
- Category II – Private Equity Funds, Debt Funds
- Category III – Hedge Funds, Complex or Leverage-based Strategies
SEBI Registration Process
- Drafting of:
- Private Placement Memorandum (PPM)
- Trust Deed / LLP Agreement / MoA
- Investment Management Agreement
- Filing of application in Form A with SEBI
- Liaising with SEBI for queries, clarifications, and approval
- Post-registration compliance initiation and setup
Post-Registration & Ongoing Compliance Reporting & Filings
- Periodic and annual compliance filings with SEBI (e.g., AIF Quarterly Reports)
- Filing of PPM summary and compliance certificates
- Support in custodian appointment and valuation policies as required
- Maintenance of books, investor records, and KYC/AML norms
- Representation before SEBI for approvals, compounding, and clarification